Download
| No. | Particular | Click here |
|---|---|---|
| 01 | Client code modification | Click here |
| 02 | Conflict of Interest Policy | Click here |
| 03 | Internal Control - NPFL | Click here |
| 04 | latest policy PMLA | Click here |
| 05 | Risk Management Policies | Click here |
| 06 | Policy on Granting of Exposures to Clients | Click here |
| 07 | Policy for Unauthentic News | Click here |
| 08 | Policy on prefunded instrument | Click here |
| 09 | Policy regarding the use of facsimile - scanned signatures on contract note | Click here |
| 10 | Client Registration Form | Click here |
| 11 | Grievances / Complaint registration Form | Click here |
| 12 | Account Opening Form - Flow chart | Click here |
| 13 | Voluntary Documents Provided by NPFL - Flow chart | Click here |
| 14 | Investor Complaints - Flow chart | Click here |
Download Client Registration Documents
Rights & Obligations, Risk Disclosure Document, Do's & Don'ts in Vernacular Language :
| No. | Particular | Click for English | Click for Hindi |
|---|---|---|---|
| 01 | Annexure - 4 Rights & Obligation of Stock Brokers, Sub-brokers & clients as prescribed by SEBI and Stock Exchange | Click here | Click here |
| 03 | Annexure - 5 Risk Disclosure document for capital Market & Derivatives Segments | Click here | Click here |
| 05 | Annexure - 6 Guidance Note - Do's & Don'ts for Trading on the Exchanges(s) for Investors | Click here | Click here |
