Stock Broker Compliances

Ensuring Transparency, Compliance & Investor Protection

Stock Broker Compliances

“Investors are requested to note that Stock broker Nariman Point Finance Limited is permitted to receive/pay money from/to investor through designated bank accounts only named as client bank accounts. Stock broker Nariman Point Finance Limited is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker”.

Escalation Matrix

No.	Escalation From	Contact Person	Address	Contact No.	Email ID
1	Customar Care	Sakshi Parab	138B, Jolly Maker Chamber - II, Nariman Point Mumbai - 400021	022-22820316/317	npflbroking@gmail.com
2	Head of Customer Care	Chanda Khopade	138B, Jolly Maker Chamber - II, Nariman Point Mumbai - 400021	8108377158	npflbroking@gmail.com
3	Compliance Officer	Tushar Karade	138B, Jolly Maker Chamber - II, Nariman Point Mumbai - 400021	9820709047	npflbroking@gmail.com
4	CEO	Ramesh Luharuka	138B, Jolly Maker Chamber - II, Nariman Point Mumbai - 400021	9821014368	npflbroking@gmail.com

Key Managerial Personnel

Sr. No.	Name of The Individual	Designation	Contact No.	Email ID
1	Ramesh Luharuka	Director	9821014368	npfl123@gmail.com
2	Vibha Luharuka	Designated Director	9867728813	npfl123@gmail.com
3	Tushar Karade	Designated Director	9820709047	npfl123@gmail.com

Stock Broker Compliances