Policies & Procedures of NPFL
Refusal of orders for “Penny Stocks” Although, the term ”Penny stock”has not been defined by BSE/NSE or any other stock exchange or by SEBI, a ”Penny stock” generally refers to…
Policy PML Act 2002 & KYC Norms
PMLA refers to Prevention of Money Laundering Act, 2002 (referred to in this document as “PMLA”) KYC means Know Your Customer. In terms of PMLA, every intermediary (including Mutual Funds)…
